EASTERN SECURITIES S.A., founding member of Bucharest Stock Exchange and of National Association of Securities Dealers (NASD) is a leading company on the internal capital market offering a wide range of services to a varied market share which includes individuals, corporate, financial and governmental institutions and institutional investors:
- Portfolio management;
- Purchase and sell of securities as broker and/or dealer on Bucharest Stock Exchange and on RASDAQ;
- Distribution of investors' certificates in mutual funds;
- Providing guaranteed securities placements;
- Listing on the Bucharest Stock Exchange and Rasdaq;
- Consulting and advising for mergers and acquisitions;
- Activity as market maker;
- Assistance and evaluation to guide companies' financing and investment policy;
- Companies' financing by means of capital market instruments: public offerings, capital raises, bonds issues;
Our attention is focused on using our varied resources in order to provide high quality services according to our clients objectives in fields related to investments' organization, market analysis, business evaluation, different financial studies and project preparation as well as in investments' management.
EASTERN SECURITIES S.A. sustains his activity in accordance with Law no. 297/2004 regarding the capital market activity. The services that can be performed by a Financial Investment Services Company (S.S.I.F.), according to legal stipulations, are:
Main services:
- Reception and transmission, on behalf of investors, of orders in relation to one or more financial instruments;
- Execution of such orders in relation to one or more financial instruments other than for own account;
- Dealing in any of the financial instruments for own account;
- Managing portfolios of investments in accordance with mandates given by investors on a discretionary, client-by-client basis, when such portfolios include one or more financial instruments;
- The underwriting in any financial instruments and/or the placing of such financial instruments.
Accessory services:
- Safekeeping and administration of financial instruments;
- Safe custody services;
- Granting credits or loans to an investor to allow him to carry out financial instruments transactions, where the firm granting the credit or loan is involved in the transaction;
- Advice to undertakings on capital structure, industrial strategy as well as advice and service relating to mergers and the purchase of undertakings;
- Other services related to financial instruments underwriting;
- Investment advice concerning financial instruments;
- Foreign exchange services where these are connected with the provision of investment services